Fractional CGO for Banking
Revenue systems for retail, commercial & corporate banks navigating Basel III, PSD2 & digital transformation while managing financial crime risks.
Fractional CGO for Banking
Revenue systems for retail, commercial & corporate banks navigating Basel III, PSD2 & digital transformation while managing financial crime risks.
HSBC (Mexico)
Retail and commercial banking - Compliance transformation program
Challenges addressed
✓ Money laundering prevention system improvements required by regulators
✓ Cross-functional compliance program across regional operations
✓ Internal controls strengthening under independent auditor supervision
✓ US DOJ (Department of Justice) compliance requirements
✓ KYC policies implementation and oversight
Results delivered
✓ Led 75-person cross-functional team - Financial Crime Risks
✓ Improved anti-money laundering systems across regional operations
✓ Strengthened internal controls under independent auditor supervision
✓ Implemented adequate compliance systems and oversight mechanisms
✓ Revamped compliance procedures prioritizing ethical conduct
✓ Established US DOJ compliance framework and KYC policies
